AML Adviser for Australian Reporting Entities

 

Chartered Secretary (FGIA) and Certified AML Specialist (CAMS)
Member of Governance Institute of Australia and ACAMS

 

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AML Adviser

 

  1. AML Independent Review
  2. AML Uplift
  3. AML Program + Risk Assessment
  4. AML Training

Outsourced AMLCO

 

  • AMLCO (outsourced)
  • AML Program + Risk Assessment
  • KYC/ IDV
  • Sanctions screening
  • PEP + RCA + Adverse Media
  • Customer Risk Assessment

KYC Agent

 

  • DVS – IDV of individuals
  • VOI – Verification of Identity
  • POI – Proof of Identity
  • FVS – Facial verification for government departments
  • SSI  – Self-sovereign identity
  • Biometric – Biometric facial verification
  • NFC – Biometric identity verification using NFC

LEI  Registration Agent

Legal Entity Identifier

Purchase LEIs for:

All prices in AUD (Australian dollar)

Non-Executive Roles

 

  • Resident Director of foreign company
  • Non-Executive Director (NED)
  • Compliance Committee member
  • AML Committee member
  • Responsible Manager for AFSL
  • NED for retail CCIV

Managed Funds

Compliance Manager for Funds

  • Registration of MIS/ CCIV with ASIC
  • Compliance Plan monitoring
  • Compliance Committee reporting
  • Compliance sign off on PDS and marketing material

ABOUT US

We are a Chartered Secretary practice based in Sydney offering Compliance and AML Adviser services to Australian companies regulated by  AUSTRAC, ASIC, ARNECC and TPB. We are members of the Governance Institute of Australia,  ACAMS  and Official Registration Agent of Ubisecure RapidLEI.

 

Our clients include:

  • AFSL and ACL licensees regulated by ASIC
  • AML Reporting Entities regulated by AUSTRAC – fund managers, remitters, bullion dealers, lenders, lawyers, accountants, real estate agents
  • Entities requiring Verification of Identity (VOI) to comply with ARNECC eg. Mortgage Brokers, Aggregators, Mortgagees, Conveyancers
  • Entities requiring Proof of Identity (POI) to comply with ATO/ TPB eg. Tax Agents, BAS Agents, Accountants
  • Entities who need a Legal Entity Identifier (LEI) to comply with RG 251 eg. fund managers, trustees, lenders, real estate trusts, MITs, SPVs

Please send us a message by completing the form below. We will reply within 24 hours.

CONTACT US