ABOUT US
Fintech Compliance is a Chartered Secretary practice offering Compliance and AML services for Australian companies regulated by ASIC, AUSTRAC, ARNECC and TPB.
We are members of the Governance Institute of Australia, ACAMS and GLEIF.
Our clients include:
- AFSL and ACL licensees regulated by ASIC
- AML Reporting Entities regulated by AUSTRAC – fund managers, trustees, lenders, stock brokers, remitters, bullion dealers, DCE, payday lenders, startups
- Entities requiring Verification of Identity (VOI) to comply with ARNECC eg. Mortgage Brokers, Aggregators, Mortgagees, Conveyancers
- Entities requiring Proof of Identity (POI) to comply with ATO/ TPB eg. Tax Agents, BAS Agents, Accountants
- Entities applying for a Legal Entity Identifier (LEI) to comply with ASIC CP 334
- Startups who want to outsource their complete AML requirements including KYC
- Sanctions Screening of borrowers (ie customers of commercial lenders and credit funds)
- Crypto exchanges (DCE) and crypto funds based in Australia who need to comply with Travel Rule and wallet screening
If you have any questions reach out to us via the form below and we will reply on the same day.