Fintech Compliance is a Chartered Secretary practice offering Compliance, AML and KYC Agent services for Australian entities regulated by ASIC, AUSTRAC, ARNECC and TPB.
Our clients include:
- AFSL and ACL licensees regulated by ASIC
- AML Reporting Entities regulated by AUSTRAC – fund managers, trustees, lenders, stock brokers, remitters, bullion dealers, DCE, payday lenders, startups
- Entities requiring Verification of Identity (VOI) to comply with ARNECC eg. Mortgage Brokers, Aggregators, Mortgagees, Conveyancers
- Entities requiring Proof of Identity (POI) to comply with ATO/ TPB eg. Tax Agents, BAS Agents, Accountants
- Australian entities applying for a Legal Entity Identifier (LEI) from GLEIF for purposes of complying with ASIC CP 334
- Startups that want to outsource their complete AML requirements including KYC
If you are interested in any of our services please reach out via the contact form below. We will reply straight away during business hours (Sydney time zone).