FinTech Compliance is an independent AML Adviser based in Sydney.
We conduct AML Independent Reviews and AML Uplifts for Reporting Entities enrolled with AUSTRAC. Independent reviews are conducted by a Certified AML Specialist (CAMS) qualified by ACAMS (https://www.acams.org/en).
ACAMS is the largest international organization for Anti-Financial Crime professionals and the gold standard in AML qualifications globally. AUSTRAC has provided guidance on appointing an AML Adviser – here
It is industry practice for Reporting Entities in Australia to conduct an AML Independent Review once every 3 years.
We provide the following services to Reporting Entities in Australia:
- AML Independent Review
- AML Uplift Review
- Enrolment with AUSTRAC
- Drafting AML Program
- AML Training
- Risk Assessment
- Drafting response to Annual Compliance Report
- Drafting KYC procedures
- KYC managed service
- AML Officer
We can provide checklists that can assist implement your AML procedures:
- KYC procedures checklist (Part B)
- AML Program checklist (Part A)
- Customer onboarding checklist
- List of third party data service providers
These are available upon request.
